Gavin Mark Stacey

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
    • CF1 Director (AR) (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
  • Finli (IPWM) Limited

    FRN 591331

    • (6)Employed By (since 13 Nov 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 4 Dec 2025)
    • CF30 Customer (4 Jun 2025 to 4 Dec 2025)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 4 Dec 2025)
    • CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (IPWM) Limited

  2. controlled function added: (6)Employed By at Finli (IPWM) Limited