Gavin Lay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Algorithmic trading (1 Mar 2017 to 18 Feb 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 Oct 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 25 Feb 2022)
  • Lumyna Investments Limited (no longer approved here)

    FRN 613481

    • CF1 Director (21 Jul 2014 to 30 Nov 2018)
    • CF30 Customer (21 Jul 2014 to 12 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.