Gavin John Smart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FB WEALTH MANAGEMENT LIMITED

    FRN 531632

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 Apr 2017 to 8 Dec 2019)
  • F.H. MANNING FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 114341

    • CF30 Customer (1 Jul 2014 to 1 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.