F.H. MANNING FINANCIAL SERVICES LIMITED

• Principal Place of Business

  8-12 South Street

  Horncastle

  Lincolnshire

  LN9 6DX

  UNITED KINGDOM

  Phone

  +4401507527383

  Web

  https://www.fhmanning.co.uk

• Complaints Contact

  F H Manning Financial Services Ltd

  8-12 South Street

  Horncastle

  Lincolnshire

  LN9 6DX

  UNITED KINGDOM

  Phone

  +4401507527383

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Robert Peacock

  IRN BRP00001

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
  • CF27 Investment Management (1 Dec 2001 to 23 Jun 2003)
  • CF1 Director (1 Dec 2001 to 30 Jun 2003)
• Claire Louise Markham

  IRN CLW00023

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 21 Dec 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Dec 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 May 2007 to 1 Jun 2013)
  • CF10 Compliance Oversight (4 May 2007 to 8 Dec 2019)
  • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (3 Jun 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (3 Jun 2003 to 31 Oct 2007)
• Cole William George Mills

  IRN CXM00505

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
  • [FCA CF] Client dealing (since 1 Jul 2021)
• David Harold Platt

  IRN DHP00001

  • CF30 Customer (1 Nov 2007 to 31 Aug 2016)
  • CF8 Apportionment and Oversight (4 May 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 31 Aug 2016)
• Gavin John Smart

  IRN GJS01180

  • CF30 Customer (1 Jul 2014 to 1 Dec 2014)
• John Peter Atkinson

  IRN JPA00001

  • CF30 Customer (1 Nov 2007 to 20 Mar 2008)
  • CF10 Compliance Oversight (1 Dec 2001 to 30 Apr 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Apr 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Apr 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Apr 2007)
  • CF1 Director (1 Dec 2001 to 20 Jun 2003)
• Malcolm Wright

  IRN MXW00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2026)
  • SMF3 Executive Director (9 Dec 2019 to 16 Nov 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 16 Nov 2021)
  • CF11 Money Laundering Reporting (21 Jun 2013 to 8 Dec 2019)
  • CF10a CASS Oversight function (1 Oct 2011 to 23 Sep 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.