Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gateway Investment Services Limited
FRN 703508
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
- [FCA CF] Client dealing (since 1 Jan 2020)
- Appointed representative dealing with clients for which they require qualification (since 1 Jan 2020)
- CF30 Customer (since 23 Mar 2017)
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Aesir Wealth Ltd
FRN 764841
- (2)Employed By (since 23 Mar 2017)
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- Employed By (19 Nov 2004 to 23 Dec 2005)
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- CF21 Investment Adviser (8 Jan 2002 to 22 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.