Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2021)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jan 2007 to 25 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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