Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Oct 2023)
    • CF1 Director (19 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Oct 2006 to 2 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.