Gaurav Khare

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 10 Jun 2020)
    • [FCA CF] Material risk taker (since 10 May 2018)
    • [FCA CF] Client dealing (since 21 Sep 2017)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Material risk taker (since 12 Nov 2019)
    • [FCA CF] Manager of certification employee (since 11 May 2018)
    • [FCA CF] Client dealing (since 8 Jan 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 15 Jun 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Jun 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 15 Jun 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Nov 2006 to 26 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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