Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 5 Mar 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2020)
- CF30 Customer (27 Jul 2011 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2020)
- CF30 Customer (1 Jul 2013 to 8 Dec 2019)
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- CF30 Customer (17 Sep 2008 to 2 May 2011)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.