Gary Thomas Paul

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- [FCA CF] Functions requiring qualifications (7 Jul 2020 to 1 Sep 2023)
Santander UK Plc (no longer approved here)
FRN 106054
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Mar 2020)
- CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2002)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Santander ISA Managers Limited (no longer approved here)
FRN 171448
- CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.