Gary Steven Cottle

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Laven Advisors LLP (no longer approved here)
FRN 447282
- CF1 Director (AR) (20 Dec 2018 to 28 Jul 2021)
Telios Investments Limited (no longer approved here)
FRN 759597
- Employed By (20 Dec 2018 to 28 Jul 2021)
Nomura International Plc (no longer approved here)
FRN 124422
- CF29 Significant management (10 Oct 2012 to 3 Jun 2015)
- CF30 Customer (10 Oct 2012 to 3 Jun 2015)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- CF29 Significant management (10 Oct 2012 to 3 Jun 2015)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 28 Jul 2011)
- CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.