Gary Rodney Moreton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forward Mortgages Limited
FRN 965035
- Responsibility for MCD Intermediation (since 11 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jan 2023)
- SMF16 Compliance Oversight (since 11 Jan 2023)
- SMF3 Executive Director (since 1 Aug 2022)
- Responsible for Insurance Distribution (since 1 Aug 2022)
Heritage Independent Financial Consultancy (no longer approved here)
FRN 200329
- (8)Employed By (10 Mar 2005 to 12 Jun 2006)
Tom French & Associates Limited (no longer approved here)
FRN 185513
- CF22 Investment Adviser (Trainee) (30 Nov 2004 to 20 Dec 2004)
Queensgate Independant Financial Advisors (no longer approved here)
FRN 176975
- (19)Employed By (19 Aug 2004 to 16 Dec 2004)
City Financial Planning Ltd (no longer approved here)
FRN 200112
- Employed By (25 Jul 2003 to 5 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.