Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 10 Apr 2008)
    • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Apr 2006 to 5 Feb 2007)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF27 Investment Management (1 Dec 2001 to 2 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.