Gary Michael Walsh

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Infinity Financial Planning Limited

    FRN 562252

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Dec 2021)
    • CF11 Money Laundering Reporting (26 Mar 2012 to 8 Dec 2019)
    • CF1 Director (26 Mar 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Mar 2012 to 8 Dec 2019)
    • CF30 Customer (26 Mar 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Mar 2012 to 30 Sep 2018)
  • 1291 GROUP UK LTD. (no longer approved here)

    FRN 223376

    • CF1 Director (3 Mar 2004 to 1 Apr 2004)
    • CF8 Apportionment and Oversight (3 Mar 2004 to 1 Apr 2004)
    • CF24 Pension Transfer Specialist (3 Mar 2004 to 1 Apr 2004)
    • CF21 Investment Adviser (3 Mar 2004 to 1 Apr 2004)
    • CF11 Money Laundering Reporting (3 Mar 2004 to 1 Apr 2004)
    • CF10 Compliance Oversight (3 Mar 2004 to 1 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.