1291 GROUP UK LTD.

Date authorised
1 April 2013
Companies House
04508365
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    House of Owls
    Buryas Bridge
    TR19 6AS
    UNITED KINGDOM
    Phone
    +4403330124751
    Web
    https://www.ukassetmanager.com

  • Complaints Contact

    House of Owls
    Buryas Bridge
    Penzance
    Cornwall
    TR19 6AS
    UNITED KINGDOM
    Phone
    +4403330124751

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair Taylor Bennett

    IRN ATB01026

    • CF30 Customer (1 Nov 2007 to 1 Nov 2012)
    • CF28 Systems and controls (1 Nov 2007 to 1 Nov 2012)
    • CF13 Finance (4 Nov 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Nov 2004 to 1 Nov 2012)
    • CF10 Compliance Oversight (4 Nov 2004 to 14 Feb 2009)
    • CF8 Apportionment and Oversight (3 Mar 2004 to 1 Nov 2007)
    • CF21 Investment Adviser (3 Mar 2004 to 31 Oct 2007)
    • CF1 Director (3 Mar 2004 to 1 Nov 2012)
  • Gary Michael Walsh

    IRN GXW01225

    • CF21 Investment Adviser (3 Mar 2004 to 1 Apr 2004)
    • CF8 Apportionment and Oversight (3 Mar 2004 to 1 Apr 2004)
    • CF1 Director (3 Mar 2004 to 1 Apr 2004)
    • CF10 Compliance Oversight (3 Mar 2004 to 1 Apr 2004)
    • CF11 Money Laundering Reporting (3 Mar 2004 to 1 Apr 2004)
    • CF24 Pension Transfer Specialist (3 Mar 2004 to 1 Apr 2004)
  • IRINA IORDANOVA

    IRN IXI00032

    • Director of firm who is not a certification employee or a SMF manager (since 9 Jun 2023)
  • Patrick Knecht

    IRN PXK00411

    • Director of firm who is not a certification employee or a SMF manager (since 13 Dec 2024)
  • Robert Charles Noble-Warren

    IRN RXN01083

    • 14. Managing investments
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • [PRA CF] Key function holder (since 1 Apr 2022)
    • [FCA CF] CASS oversight function (since 1 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • [FCA CF] Significant management (since 1 Apr 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (31 Mar 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Mar 2012 to 8 Dec 2019)
    • CF1 Director (1 Dec 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Mar 2004 to 31 Oct 2007)
    • CF27 Investment Management (4 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.