Gary Michael Picton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMG Wealth Solutions LLP

    FRN 517892

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2020)
    • [FCA CF] Client dealing (since 18 Nov 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 10 Oct 2016)
    • CF11 Money Laundering Reporting (16 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (16 Aug 2010 to 8 Dec 2019)
    • CF4 Partner (16 Aug 2010 to 8 Dec 2019)
  • ROMILLY ASSOCIATES IFA LTD (no longer approved here)

    FRN 450550

    • CF30 Customer (1 Nov 2007 to 18 Jan 2010)
    • CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (23 Apr 2004 to 15 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.