AMG Wealth Solutions LLP

• Principal Place of Business

  7 Heol y Deri

  Cardiff

  South Glamorgan

  CF14 6HA

  UNITED KINGDOM

  Phone

  +442920616066

  Web

  https://www.amgwealthsolutions.co.uk

• Complaints Contact

  7 Heol y Deri

  Cardiff

  South Glamorgan

  CF14 6HA

  UNITED KINGDOM

  Phone

  +442920616066

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

  Show 1 limitation Hide limitations

  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Charles Fraser Price

  IRN AXP00164

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 18 Nov 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (16 Aug 2010 to 30 Sep 2018)
  • CF4 Partner (16 Aug 2010 to 8 Dec 2019)
  • CF30 Customer (16 Aug 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Aug 2010 to 8 Dec 2019)
• Gary Michael Picton

  IRN GMP00007

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 18 Nov 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 10 Oct 2016)
  • CF30 Customer (16 Aug 2010 to 8 Dec 2019)
  • CF4 Partner (16 Aug 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Aug 2010 to 8 Dec 2019)
• Matt Pathmanathan

  IRN MXP02852

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 18 Nov 2020)
  • [FCA CF] Client dealing (since 18 Nov 2020)
  • CF30 Customer (18 Sep 2017 to 8 Dec 2019)
• Melaney Jane Pathmanathan

  IRN MJP01248

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (2 Nov 2010 to 8 Dec 2019)
• Meurig Glyndwr Phillips

  IRN GMP00017

  • [FCA CF] Client dealing (18 Nov 2020 to 8 Jul 2024)
  • [FCA CF] Functions requiring qualifications (18 Nov 2020 to 8 Jul 2024)
  • CF30 Customer (2 Mar 2015 to 8 Dec 2019)
• Timothy Richard Harrop-Griffiths

  IRN TRH00013

  • [FCA CF] Functions requiring qualifications (18 Nov 2020 to 6 Jun 2022)
  • [FCA CF] Client dealing (18 Nov 2020 to 6 Jun 2022)
  • CF30 Customer (23 Feb 2015 to 8 Dec 2019)

No changes recorded yet.