Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 15 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Jul 2025)
    • [FCA CF] Client dealing (since 8 Jul 2025)
  • B & E FINANCIAL LTD (no longer approved here)

    FRN 724525

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jul 2025)
    • Responsibility for MCD Intermediation (6 Jul 2016 to 8 Jul 2025)
    • CF11 Money Laundering Reporting (1 Mar 2016 to 8 Dec 2019)
    • CF1 Director (1 Mar 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Mar 2016 to 22 Apr 2016)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • CF30 Customer (10 Jul 2012 to 9 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.