B & E FINANCIAL LTD

• Principal Place of Business

  75 King William Street

  London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442073675549

  Web

  https://www.bandefinancial.co.uk

• Complaints Contact

  75 King William Street

  London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442073675567

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary Michael Edwards

  IRN GME01028

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jul 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Nov 2025)
  • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2025)
  • Responsibility for MCD Intermediation (6 Jul 2016 to 8 Jul 2025)
  • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Mar 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Mar 2016 to 22 Apr 2016)
  • CF11 Money Laundering Reporting (1 Mar 2016 to 8 Dec 2019)
  • CF1 Director (1 Mar 2016 to 8 Dec 2019)
• Jeremy David Benedyk

  IRN JXB02642

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Aug 2025)
  • SMF16 Compliance Oversight (since 14 Aug 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (1 Mar 2016 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
• Thomas William Dignan

  IRN TWD01024

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Oct 2017 to 8 Dec 2019)

No changes recorded yet.