Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 29 Oct 2021)
    • [FCA CF] Client dealing (15 Mar 2021 to 12 May 2022)
    • [FCA CF] Functions requiring qualifications (15 Mar 2021 to 7 Jun 2023)
    • [FCA CF] Manager of certification employee (15 Mar 2021 to 8 Apr 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 20 May 2004)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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