Gary James Coia

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gatehouse Bank Plc (no longer approved here)
FRN 475346
- CF10 Compliance Oversight (29 Jul 2014 to 12 Aug 2014)
- CF10a CASS Oversight function (29 Jul 2014 to 12 Aug 2014)
- CF11 Money Laundering Reporting (29 Jul 2014 to 12 Aug 2014)
JEFFERIES ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 218270
- CF10 Compliance Oversight (24 Jun 2003 to 9 Jun 2006)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF10 Compliance Oversight (22 Oct 2002 to 9 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.