Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 17 Oct 2018)
- [FCA CF] Client dealing (since 14 Mar 2018)
- [FCA CF] Significant management (8 Apr 2021 to 20 Oct 2025)
- [FCA CF] Manager of certification employee (12 Sep 2018 to 30 Oct 2025)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 22 Nov 2019)
- [FCA CF] Significant management (8 Apr 2021 to 20 Oct 2025)
- [FCA CF] Client dealing (12 Sep 2018 to 20 Oct 2025)
- [FCA CF] Manager of certification employee (12 Sep 2018 to 30 Oct 2025)
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- CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.