Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2021)
    • SMF27 Partner (since 1 Sep 2021)
    • SMF16 Compliance Oversight (1 Sep 2021 to 22 May 2024)
  • Scottish Equity Partners LLP (no longer approved here)

    FRN 482807

    • SMF27 Partner (9 Dec 2019 to 1 Jul 2020)
    • CF30 Customer (31 Oct 2008 to 8 Dec 2019)
    • CF4 Partner (31 Oct 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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