Date authorised
1 September 2021
Companies House
SO306989
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Alva Street
    Edinburgh
    EH12 4QG
    UNITED KINGDOM
    Phone
    +447768207110
  • Complaints Contact

    10C Wester Coates Gardens
    Edinburgh
    EH12 5LT
    UNITED KINGDOM
    Phone
    +447764940425

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew William Lochhead Low

    IRN AWL01022

    • SMF16 Compliance Oversight (since 22 May 2024)
    • [FCA CF] Significant management (since 13 May 2024)
    • [FCA CF] Client dealing (since 13 May 2024)
  • Derrick Davidson Allan

    IRN DXA91365

    • [FCA CF] Client dealing (since 1 Aug 2024)
    • SMF27 Partner (since 1 Sep 2021)
  • Gary de Vinchelez Le Sueur

    IRN GDL01031

    • [FCA CF] Client dealing (since 1 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2021)
    • SMF27 Partner (since 1 Sep 2021)
    • SMF16 Compliance Oversight (1 Sep 2021 to 22 May 2024)
  • Lesley Tendai Zulu

    IRN LXZ00045

    • [FCA CF] Client dealing (since 3 Jun 2024)
  • Lucy Catherine Christie

    IRN LXC00582

    • SMF27 Partner (since 13 Jun 2024)
    • [FCA CF] Client dealing (since 22 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.