Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (1 Mar 2022 to 20 May 2024)
- SMF16 Compliance Oversight (1 Mar 2022 to 20 May 2024)
- SMF3 Executive Director (1 Mar 2022 to 20 May 2024)
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- CF30 Customer (18 Mar 2021 to 1 Mar 2022)
- CF1 Director (AR) (18 Mar 2021 to 1 Mar 2022)
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- CF30 Customer (21 Oct 2010 to 3 Jan 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.