Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 3W Equity Ltd (no longer approved here)

    FRN 944664

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Mar 2022 to 20 May 2024)
    • SMF16 Compliance Oversight (1 Mar 2022 to 20 May 2024)
    • SMF3 Executive Director (1 Mar 2022 to 20 May 2024)
  • MET Facilities LLP (no longer approved here)

    FRN 587084

    • CF30 Customer (18 Mar 2021 to 1 Mar 2022)
    • CF1 Director (AR) (18 Mar 2021 to 1 Mar 2022)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (21 Oct 2010 to 3 Jan 2012)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.