3W Equity Ltd

Date authorised
1 March 2022
Companies House
11679239
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Park Row
    Leeds
    LS1 5HN
    UNITED KINGDOM
    Phone
    +447939151424
    Web
    https://www.traditum.co.uk

  • Complaints Contact

    One Park Row
    Leeds
    LS1 5HN
    UNITED KINGDOM
    Phone
    +447939151424

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Limitation to certified retail, high net worth or self-certified sophisticated investors
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Limitation to certified retail, high net worth or self-certified sophisticated investors
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Limitation to certified retail, high net worth or self-certified sophisticated investors
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Limitation to certified retail, high net worth or self-certified sophisticated investors
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Limitation to certified retail, high net worth or self-certified sophisticated investors
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bhavesh Premji Bhai Kotecha

    IRN BPK01018

    • SMF16 Compliance Oversight (since 29 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 May 2025)
    • SMF3 Executive Director (since 29 May 2025)
  • David Christopher Mitchell

    IRN DCM01115

    • SMF3 Executive Director (since 1 Mar 2022)
    • SMF1 Chief Executive (since 1 Mar 2022)
  • Gary David Taylor

    IRN GDT01014

    • SMF16 Compliance Oversight (1 Mar 2022 to 20 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Mar 2022 to 20 May 2024)
    • SMF3 Executive Director (1 Mar 2022 to 20 May 2024)
  • Iain Marlow

    IRN IXM01429

    • [FCA CF] Client dealing (19 Dec 2022 to 25 Jul 2025)
  • Richard Simon Topliss

    IRN RXT48771

    • SMF9 Chair of the Governing Body (since 28 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.