Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Just Financial Group Ltd
FRN 739938
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (26 Mar 2020 to 18 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (26 Mar 2020 to 18 Mar 2024)
- CF30 Customer (15 Aug 2016 to 8 Dec 2019)
- CF1 Director (15 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (28 May 2010 to 29 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.