Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 31 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 20 Sep 2017)
    • CF11 Money Laundering Reporting (30 Aug 2006 to 20 Sep 2017)
    • CF21 Investment Adviser (30 Aug 2006 to 31 Oct 2007)
    • CF4 Partner (30 Aug 2006 to 26 Mar 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF7 Sole Trader (AR) (10 Apr 2006 to 26 Jul 2006)
    • CF4 Partner (AR) (1 Dec 2001 to 10 Apr 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2006)
  • Three Counties Independent Financial Services (no longer approved here)

    FRN 206217

    • Employed By (1 Dec 2001 to 26 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.