Gary Andrew Vernon

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Christopher Cosgrove
IRN CXC00072
- CF30 Customer (1 Nov 2007 to 16 Dec 2009)
- Responsible for Insurance Mediation (30 Aug 2006 to 16 Dec 2009)
- CF8 Apportionment and Oversight (30 Aug 2006 to 31 Mar 2009)
- CF4 Partner (30 Aug 2006 to 16 Nov 2009)
- CF10 Compliance Oversight (30 Aug 2006 to 16 Dec 2009)
- CF21 Investment Adviser (30 Aug 2006 to 31 Oct 2007)
David Edward Jones
IRN DEJ00005
- Responsibility for MCD Intermediation (21 Mar 2016 to 26 Mar 2018)
- CF10 Compliance Oversight (21 Jan 2010 to 26 Mar 2018)
- CF4 Partner (15 May 2008 to 26 Mar 2018)
- Responsible for Insurance Mediation (15 May 2008 to 26 Mar 2018)
- CF30 Customer (1 Nov 2007 to 20 Sep 2017)
- CF22 Investment Adviser (Trainee) (30 Aug 2006 to 31 Oct 2007)
Gary Andrew Vernon
IRN GAV00002
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Sole trader dealing with clients for which they require qualification (since 31 Jan 2021)
- CF30 Customer (1 Nov 2007 to 20 Sep 2017)
- CF11 Money Laundering Reporting (30 Aug 2006 to 20 Sep 2017)
- CF21 Investment Adviser (30 Aug 2006 to 31 Oct 2007)
- CF4 Partner (30 Aug 2006 to 26 Mar 2018)
Jennifer Susan Embrey
IRN JSE01038
- CF30 Customer (1 Nov 2007 to 31 Mar 2009)
- CF22 Investment Adviser (Trainee) (30 Aug 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

David Edward Jones (no longer appointed)
FRN 456632 · Appointed 31 Aug 2006 · Until 13 Feb 2009
Jennifer Susan Embrey (no longer appointed)
FRN 456631 · Appointed 31 Aug 2006 · Until 13 Feb 2009

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.