Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2008)
    • CF14 Risk Assessment (22 Mar 2002 to 31 Oct 2007)
    • CF15 Internal Audit (1 Dec 2001 to 5 Jun 2002)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2008)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF15 Internal Audit (1 Dec 2001 to 5 Jun 2002)
  • Tesco Personal Finance Limited (no longer approved here)

    FRN 186022

    • (93)CF15 Internal Audit (1 Dec 2001 to 5 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (93)CF15 Internal Audit at Tesco Personal Finance Limited