Garth Barker-Goldie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 3 Mar 2017)
    • CF10a CASS Oversight function (1 Oct 2011 to 9 Apr 2015)
    • CF29 Significant management (2 Apr 2009 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 3 Mar 2017)
    • CF29 Significant management (2 Apr 2009 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.