Garry Victor James Brotherton Sturley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sturley Mortgages Limited

    FRN 463639

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Significant management (since 1 Jan 2020)
    • [PRA CF] Key function holder (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (22 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Oct 2013 to 30 Sep 2018)
    • CF1 Director (12 Mar 2007 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 May 2012 to 30 Nov 2013)
  • Chestergate Financial Services Ltd (no longer approved here)

    FRN 572051

    • Employed By (24 May 2012 to 30 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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