Date authorised
1 April 2013
Companies House
06026729
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Markham Street
    York
    YO31 8NR
    UNITED KINGDOM
    Phone
    +4401625836818
  • Complaints Contact

    33 Markham Street
    York
    YO31 8NR
    UNITED KINGDOM
    Phone
    +4401625836818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Garry Victor James Brotherton Sturley

    IRN GVS01011

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [PRA CF] Key function holder (since 1 Jan 2020)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (22 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Oct 2013 to 30 Sep 2018)
    • CF1 Director (12 Mar 2007 to 8 Dec 2019)
  • Peter Robin Sturley

    IRN PRS01147

    • CF1 Director (12 Mar 2007 to 28 Oct 2014)
    • CF8 Apportionment and Oversight (12 Mar 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (12 Mar 2007 to 14 Oct 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.