Garry Anthony Mitchell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (13 Aug 2009 to 30 Nov 2012)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 Nov 2007 to 10 Sep 2009)
- CF21 Investment Adviser (17 May 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Jul 2003 to 10 Jul 2003)
Succession Financial Management Limited (no longer approved here)
FRN 225831
- CF21 Investment Adviser (21 Nov 2003 to 24 Nov 2003)
Tom French & Associates Limited (no longer approved here)
FRN 185513
- CF22 Investment Adviser (Trainee) (29 Jan 2002 to 19 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.