Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 23 Jan 2026)
    • CF30 Customer (since 29 Dec 2025)
  • Gareth Munn

    FRN 1046326

    • (1)Employed By (since 29 Dec 2025)
  • TPIO Limited (no longer approved here)

    FRN 835577

    • [FCA CF] Client dealing (12 Sep 2022 to 22 Jan 2026)
    • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 22 Jan 2026)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Sep 2022)
    • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (2 Jan 2008 to 1 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

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