Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NPA Insurance Limited
FRN 202069
- SMF5 Head of Internal Audit (since 10 Dec 2018)
- SMF16 Compliance Oversight (since 10 Dec 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
- SMF4 Chief Risk (since 10 Dec 2018)
- CF11 Money Laundering Reporting (8 Nov 2016 to 9 Dec 2018)
- SIMF4 Chief Risk Function (8 Nov 2016 to 9 Dec 2018)
- SIMF5 Head of Internal Audit Function (8 Nov 2016 to 9 Dec 2018)
- CF10 Compliance Oversight (16 May 2007 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.