Date authorised
1 April 2013
Companies House
00064269
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mallinson House,
    40-42 St. Peters Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161
  • Complaints Contact

    Mallinson House
    40-42 St. Peter's Street
    St. Albans
    Hertfordshire
    AL1 3NP
    UNITED KINGDOM
    Phone
    +4401727832161

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Kevin Saunders

    IRN AXS31268

    • Director of firm who is not a certification employee or a SMF manager (12 Nov 2024 to 4 Dec 2025)
  • Adrian Palmer

    IRN AXP01842

    • CF1 Director (24 Mar 2009 to 6 Jun 2014)
  • Alison Joy White

    IRN AJW01446

    • Responsible for Insurance Mediation (29 Aug 2007 to 15 Jan 2008)
    • CF3 Chief Executive (29 Aug 2007 to 15 Jan 2008)
    • CF1 Director (29 Aug 2007 to 15 Jan 2008)
    • CF8 Apportionment and Oversight (29 Aug 2007 to 15 Jan 2008)
  • Andrew Gush

    IRN AXG01469

    • CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2004)
  • Andrew James Taylor

    IRN AJT01123

    • CF2 Non Executive Director (1 Dec 2001 to 1 Aug 2002)
  • Andrew Mark Murdock

    IRN AMM01134

    • CF2 Non Executive Director (1 Dec 2001 to 29 Nov 2005)
  • Ashok Soni

    IRN AXS01603

    • CF2 Non Executive Director (1 Dec 2001 to 15 Mar 2011)
  • Bernard Mageean

    IRN BXM01528

    • SMF9 Chair of the Governing Body (since 28 Nov 2025)
    • SMF14 Senior Independent Director (since 10 Dec 2018)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 17 Jan 2020)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 3 Feb 2026)
    • SIMF14 Senior Independent Director (26 Aug 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (26 Aug 2016 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (26 Aug 2016 to 9 Dec 2018)
  • Bijal Ratilal Shah

    IRN BRS01049

    • SMF2 Chief Finance (10 Dec 2018 to 19 Oct 2021)
    • SIMF2 Chief Finance Function (5 Dec 2016 to 9 Dec 2018)
  • Breda Mary Gunn

    IRN BMG00014

    • CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.