Gareth Pulman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

7IM Investment and Retirement Solutions Limited
FRN 787394
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 25 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 25 Feb 2026)
CPN Investment Management LLP (no longer approved here)
FRN 579506
- [FCA CF] Client dealing (15 Apr 2024 to 28 Feb 2026)
- Appointed representative dealing with clients for which they require qualification (15 Apr 2024 to 28 Feb 2026)
FS247 LIMITED (no longer approved here)
FRN 481803
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 May 2021)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 23 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.