Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (29 Jun 2023 to 31 Dec 2025)
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- [FCA CF] Manager of certification employee (29 Jun 2023 to 31 Dec 2025)
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- [FCA CF] Manager of certification employee (29 Jun 2023 to 31 Dec 2025)
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- [PRA CF] Significant risk taker or Material risk taker (27 May 2021 to 30 Sep 2022)
- [FCA CF] Significant management (1 Jan 2019 to 30 Sep 2022)
- [FCA CF] Manager of certification employee (1 Oct 2016 to 31 May 2017)
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- CF29 Significant management (20 Jun 2013 to 21 Jan 2014)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2002 to 30 Jun 2006)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.