Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
abrdn Fund Managers Limited
FRN 121803
- SMF7 Group Entity Senior Manager (since 5 Dec 2025)
- SMF4 Chief Risk (22 Jul 2021 to 5 Dec 2025)
- SMF7 Group Entity Senior Manager (12 Feb 2020 to 22 Jul 2021)
- CF28 Systems and controls (14 Aug 2017 to 8 Dec 2019)
-
abrdn Investments Limited
FRN 121891
- SMF7 Group Entity Senior Manager (since 5 Dec 2025)
- SMF4 Chief Risk (22 Jul 2021 to 5 Dec 2025)
- SMF7 Group Entity Senior Manager (12 Feb 2020 to 22 Jul 2021)
- CF28 Systems and controls (14 Aug 2017 to 8 Dec 2019)
-
abrdn Investment Management Limited
FRN 188406
- SMF7 Group Entity Senior Manager (since 5 Dec 2025)
- SMF4 Chief Risk (22 Jul 2021 to 5 Dec 2025)
- SMF7 Group Entity Senior Manager (12 Feb 2020 to 22 Jul 2021)
- CF28 Systems and controls (21 Mar 2017 to 8 Dec 2019)
-
abrdn Life and Pensions Limited
FRN 187323
- SMF7 Group Entity Senior Manager (since 16 Jul 2025)
- SMF4 Chief Risk (22 Jul 2021 to 14 Jan 2025)
- SMF7 Group Entity Senior Manager (15 Jan 2019 to 22 Jul 2021)
-
Interactive Investor Services Limited
FRN 141282
- SMF7 Group Entity Senior Manager (since 26 Jun 2024)
-
Elevate Portfolio Services Limited
FRN 144849
- SMF7 Group Entity Senior Manager (since 12 Feb 2020)
-
ABERDEEN PLATFORM LIMITED
FRN 188796
- SMF7 Group Entity Senior Manager (since 12 Feb 2020)
-
abrdn Alternative Funds Limited
FRN 143445
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (21 Mar 2017 to 8 Dec 2019)
-
ASCOT LLOYD FINANCIAL PLANNING LIMITED
FRN 144519
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
-
ABERDEEN PORTFOLIO SOLUTIONS LIMITED
FRN 623682
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.