Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2023)
    • CF28 Systems and controls (21 Mar 2017 to 8 Dec 2019)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
    • CF28 Systems and controls (21 Mar 2017 to 8 Dec 2019)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2024)
    • CF28 Systems and controls (15 Jan 2019 to 8 Dec 2019)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • SIMF7 Group Entity Senior Insurance Manager Function (11 Jan 2018 to 3 Sep 2018)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 20 May 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 20 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.