Gareth Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Delin Advisors LTD (no longer approved here)
FRN 760681
- [FCA CF] Client dealing (7 Feb 2024 to 14 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (13 Oct 2023 to 14 Oct 2024)
- SMF16 Compliance Oversight (13 Oct 2023 to 14 Oct 2024)
- SMF3 Executive Director (3 Jan 2023 to 14 Oct 2024)
- Responsible for Insurance Distribution (3 Jan 2023 to 14 Oct 2024)
Aprirose Limited (no longer approved here)
FRN 310815
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2021)
- CF10 Compliance Oversight (4 Dec 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Dec 2017 to 8 Dec 2019)
- CF30 Customer (4 Dec 2017 to 8 Dec 2019)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF30 Customer (30 Nov 2016 to 14 Dec 2017)
Apri Reim LLP (no longer approved here)
FRN 570880
- Employed By (30 Nov 2016 to 14 Dec 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.