Aprirose Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Aprirose Ltd1st Floor 88 Baker StreetLondonW1U 6TQUNITED KINGDOM- Phone
- +4402033459023
-
Complaints Contact
Aprirose Limited1st Floor88 Baker StreetLondonW1U 6TQUNITED KINGDOM- Phone
- +4402033459023
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
-
Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Ajay Patel
IRN AXP02179
- [FCA CF] Client dealing (since 25 Jun 2024)
-
David Richard Kendall
IRN DXK16712
- CF30 Customer (3 Jul 2019 to 8 Dec 2019)
-
Gareth Jones
IRN GXJ01321
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2021)
- CF10 Compliance Oversight (4 Dec 2017 to 8 Dec 2019)
- CF30 Customer (4 Dec 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Dec 2017 to 8 Dec 2019)
-
Manish Mansukhlal Gudka
IRN MMG01053
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Material risk taker (31 Mar 2021 to 10 Mar 2022)
- CF1 Director (4 Dec 2017 to 8 Dec 2019)
- CF3 Chief Executive (4 Dec 2017 to 8 Dec 2019)
- CF30 Customer (4 Dec 2017 to 8 Dec 2019)
-
Mansukhlal Gosar Gudka
IRN MGG01033
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- [FCA CF] Material risk taker (31 Mar 2021 to 10 Mar 2022)
- CF1 Director (4 Dec 2017 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
-
Meenal Devani
IRN MXD02271
- [FCA CF] Client dealing (since 21 Mar 2022)
- CF30 Customer (14 Oct 2019 to 8 Dec 2019)
-
Paul John Riordan
IRN PJR01250
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Sep 2021)
- SMF16 Compliance Oversight (since 20 Sep 2021)
-
Suraj Shah
IRN SXS02114
- [FCA CF] Client dealing (since 21 Mar 2022)
- CF30 Customer (1 Dec 2017 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.