Gareth John Higton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Finli (FLP) Ltd (no longer approved here)
FRN 586744
- SMF3 Executive Director (1 Apr 2022 to 27 Jan 2026)
- [FCA CF] Functions requiring qualifications (20 Oct 2021 to 5 Feb 2026)
- [FCA CF] Client dealing (20 Oct 2021 to 5 Feb 2026)
Alexander House Financial Planning Limited (no longer approved here)
FRN 791612
- (28)Employed By (25 Jan 2018 to 12 Apr 2019)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (22 Dec 2017 to 12 Apr 2019)
- CF30 Customer (13 Nov 2012 to 24 Sep 2013)
Timber Finance Limited (no longer approved here)
FRN 626288
- Employed By (9 Mar 2017 to 16 Mar 2018)
Alexander House Financial Services Limited (no longer approved here)
FRN 601371
- Employed By (31 Oct 2014 to 12 Apr 2019)
Moneytree Wealth Management Ltd (no longer approved here)
FRN 537029
- (6)Employed By (13 Nov 2012 to 24 Sep 2013)
Atomos Financial Planning Limited (no longer approved here)
FRN 193503
- CF30 Customer (1 Apr 2011 to 2 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.