Gareth John Griffiths

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rosebridge Asset Management Limited
FRN 976173
- SMF3 Executive Director (since 1 Dec 2022)
Menzies Employee Benefits Limited (no longer approved here)
FRN 506967
- (11)Employed By (20 Aug 2012 to 10 Oct 2012)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (1 Nov 2007 to 15 Jun 2009)
- CF22 Investment Adviser (Trainee) (13 Jun 2006 to 31 Oct 2007)
Paul Kerr (no longer approved here)
FRN 211677
- (9)Employed By (13 Jun 2006 to 15 Jun 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.