Rosebridge Asset Management Limited

Date authorised
1 December 2022
Companies House
13997114
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Grants
    11 Market Place
    Ramsbottom
    Bury
    BL0 9AJ
    UNITED KINGDOM
    Phone
    +4401613887990
    Web
    https://www.rosebridgeassetmanagement.com

  • Complaints Contact

    The Grants
    11 Market Place
    Ramsbottom
    Bury
    BL0 9AJ
    UNITED KINGDOM
    Phone
    +4401613887990

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Donna Milligan

    IRN DXM00210

    • [FCA CF] Manager of certification employee (since 8 Dec 2022)
  • Gareth John Griffiths

    IRN GJG01062

    • SMF3 Executive Director (since 1 Dec 2022)
  • Kerri Ann Burden

    IRN KXB00090

    • 14. Managing investments
    • [FCA CF] Client dealing (since 8 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2022)
  • Mark Andrew Harris

    IRN MAH01157

    • Director of firm who is not a certification employee or a SMF manager (since 23 Feb 2023)
  • Phillip Rose

    IRN PXR00040

    • SMF3 Executive Director (since 1 Dec 2022)
    • SMF16 Compliance Oversight (since 1 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2022)
  • Steven Richard Banks

    IRN SRB01065

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2022)
    • SMF3 Executive Director (since 1 Dec 2022)
  • Timothy David Wood

    IRN TDW01045

    • [FCA CF] Manager of certification employee (since 8 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.