Gareth James Millington

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED

    FRN 124548

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2020)
    • [FCA CF] Proprietary trader (1 Aug 2020 to 9 Jun 2022)
  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF30 Customer (20 Sep 2013 to 26 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.