Gareth Evans

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FirstRand Bank Limited

    FRN 476154

    • SMF16 Compliance Oversight (since 8 Sep 2023)
    • [FCA CF] Significant management (13 Feb 2023 to 8 Sep 2023)
  • FirstRand Securities Limited

    FRN 767373

    • SMF16 Compliance Oversight (since 8 Sep 2023)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 May 2020)
    • CF10 Compliance Oversight (10 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Mar 2017 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 May 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Dec 2022)
    • CF10 Compliance Oversight (10 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Mar 2017 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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