Gareth David Dunsmore

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Invesco Asset Management Limited (no longer approved here)
FRN 122674
- CF30 Customer (5 Aug 2015 to 26 Sep 2019)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (29 Nov 2011 to 26 May 2015)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (14 Jun 2011 to 26 May 2015)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (20 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jul 2003 to 20 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.