Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 8 Apr 2024)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • Appointed representative dealing with clients for which they require qualification (30 Dec 2020 to 28 Oct 2022)
    • [FCA CF] Client dealing (30 Dec 2020 to 28 Oct 2022)
    • CF30 Customer (4 Dec 2020 to 28 Oct 2022)
  • Taylored Advice Group Limited (no longer approved here)

    FRN 937284

    • (9)Employed By (4 Dec 2020 to 28 Oct 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (11 Jun 2020 to 13 Jan 2021)
    • CF30 Customer (9 Apr 2018 to 17 Apr 2020)
  • PRG Financial Planners Limited (no longer approved here)

    FRN 592781

    • (14)Employed By (11 Jun 2020 to 1 Oct 2020)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (356)Employed By (13 Nov 2019 to 17 Apr 2020)
  • Birch Financial Solutions Ltd (no longer approved here)

    FRN 574852

    • Employed By (9 Apr 2018 to 17 Apr 2020)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF30 Customer (22 Nov 2010 to 25 Jan 2011)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF30 Customer (1 Nov 2007 to 8 Jan 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Taylored Advice Group Limited

  2. controlled function added: (9)Employed By at Taylored Advice Group Limited