Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (Central & East) Limited
FRN 223377
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 8 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 8 Apr 2024)
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- Appointed representative dealing with clients for which they require qualification (30 Dec 2020 to 28 Oct 2022)
- [FCA CF] Client dealing (30 Dec 2020 to 28 Oct 2022)
- CF30 Customer (4 Dec 2020 to 28 Oct 2022)
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- (9)Employed By (4 Dec 2020 to 28 Oct 2022)
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- Appointed representative dealing with clients for which they require qualification (11 Jun 2020 to 13 Jan 2021)
- CF30 Customer (9 Apr 2018 to 17 Apr 2020)
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- (14)Employed By (11 Jun 2020 to 1 Oct 2020)
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- (356)Employed By (13 Nov 2019 to 17 Apr 2020)
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- Employed By (9 Apr 2018 to 17 Apr 2020)
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- CF30 Customer (22 Nov 2010 to 25 Jan 2011)
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- CF30 Customer (1 Nov 2007 to 8 Jan 2008)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Taylored Advice Group Limited
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controlled function added: (9)Employed By at Taylored Advice Group Limited